全球經濟金融情勢瞬息萬變，為保障投資、發展國民經濟，證券交易相關規範益發重要。本課程授課內容主要以我國證券交易法為主，分別介紹證券交易法之立法目的、立法原則、適用範圍、證券市場之交易與管理、有價證券之募集與發行、有價證券之承銷、上市、證券商之設立與管理、證券金融事業、證券投資信託事業以及公司治理等相關議題，冀望經由本課程能協助修課同學對證券市場運作之相關規範能有全面認知，結合財稅專業背景，二者相輔相成。 證券交易法之立法目的、立法原則、適用範圍、證券市場之交易與管理、有價證券之募集與發行、有價證券之承銷、上市、證券商之設立與管理、證券金融事業、證券投資信託事業以及公司治理等相關議題。Global economic and financial situations are changing rapidly. In order to ensure investment and develop national economy, the securities trading-related regulations are of great importance. The courses are mainly based on our Securities and Exchange Law, which introduce the legislative purpose, legislative principles, applicable scope, trading and management of securities markets, raising and issuance of securities, carrying out securities, listing, and securities of securities, and raising of securities, listing, and securities of securities. Shangzhi Establish relevant issues such as management, securities and finance, securities investment and trust, and corporate governance. We hope that this course can assist students in the course to have a comprehensive understanding of the relevant regulations on securities market operations, and combine the professional background of financial and taxes, and the two are integrated. The legislative purpose of the Securities Exchange Law, legislative principles, applicable scope, trading and management of securities markets, raising and issuance of securities, underwriting and listing of securities, establishment and management of securities firms, securities finance, securities investment and trust industry and Corporate governance and other related issues.
全球經濟金融情勢瞬息萬變，為保障投資、發展國民經濟，證券交易相關規範益發重要。
Global economic and financial situations are changing rapidly. In order to ensure investment and develop national economy, the securities trading-related regulations are of great importance.
廖大穎老師
證券交易法
Teacher Liao Dawei
Securities and Exchange Law
| 評分項目 Grading Method | 配分比例 Grading percentage | 說明 Description |
|---|---|---|
| 期中考期中考 Midterm exam |
30 | |
| 課堂參與討論及出席課堂參與討論及出席 Class meetings and discussions and attendance |
30 | |
| 期末考試期末考試 Final exam |
30 | |
| 隨堂小考隨堂小考 The exam |
10 |
