1514 - 證券交易法

Securities Law

教育目標 Course Target

全球經濟金融情勢瞬息萬變,為保障投資、發展國民經濟,證券交易相關規範益發重要。本課程授課內容主要以我國證券交易法為主,分別介紹證券交易法之立法目的、立法原則、適用範圍、證券市場之交易與管理、有價證券之募集與發行、有價證券之承銷、上市、證券商之設立與管理、證券金融事業、證券投資信託事業以及公司治理等相關議題,冀望經由本課程能協助修課同學對證券市場運作之相關規範能有全面認知,結合財稅專業背景,二者相輔相成。 證券交易法之立法目的、立法原則、適用範圍、證券市場之交易與管理、有價證券之募集與發行、有價證券之承銷、上市、證券商之設立與管理、證券金融事業、證券投資信託事業以及公司治理等相關議題。

Global economic and financial situations are changing rapidly. In order to ensure investment and develop national economy, the securities trading-related regulations are of great importance. The courses are mainly based on our Securities and Exchange Law, which introduce the legislative purpose, legislative principles, applicable scope, trading and management of securities markets, raising and issuance of securities, underwriting, listing and securities companies of securities, and the Establish relevant issues such as management, securities and finance, securities investment and trust, and corporate governance. We hope that this course can assist students in the course to have a comprehensive understanding of the relevant regulations on securities market operations, and combine the professional background of financial and taxes, and the two are integrated. The legislative purpose of the Securities Exchange Law, legislative principles, applicable scope, trading and management of securities markets, raising and issuance of securities, underwriting, listing of securities, establishment and management of securities firms, securities finance, securities investment and trust, and corporate governance.

課程概述 Course Description

全球經濟金融情勢瞬息萬變,為保障投資、發展國民經濟,證券交易相關規範益發重要。

Global economic and financial situations are changing rapidly. In order to ensure investment and develop national economy, the securities trading-related regulations are of great importance.

參考書目 Reference Books

廖大穎老師
證券交易法

Teacher Liao Dawei
Securities and Exchange Law

評分方式 Grading

評分項目
Grading Method
配分比例
Percentage
說明
Description
期中考
Midterm exam
30
課堂參與討論及出席
Class meetings and discussions and attendance
30
期末考試
Final exam
30
隨堂小考
The exam
10

授課大綱 Course Plan

點擊下方連結查看詳細授課大綱
Click the link below to view the detailed course plan

查看授課大綱 View Course Plan

相似課程 Related Courses

課程代碼
Course Code
課程名稱
Course Name
授課教師
Instructor
時間地點
Time & Room
學分
Credits
操作
Actions
必修-2683
法律系3A 廖大穎 五/3,4[L208] 0-2 詳細資訊 Details
必修-2688
法律系3B 廖崇宏 三/6,7[波錠廳] 0-2 詳細資訊 Details
選修-2703
法律系2-4 廖大穎 四/6,7[C215] 0-2 詳細資訊 Details
必修-8511
進法律系4 廖大穎 五/10,11[L112] 0-2 詳細資訊 Details

課程資訊 Course Information

基本資料 Basic Information

  • 課程代碼 Course Code: 1514
  • 學分 Credit: 0-3
  • 上課時間 Course Time:
    Friday/2,3,4[M230]
  • 授課教師 Teacher:
    魏光玄
  • 修課班級 Class:
    財金系2-4
選課狀態 Enrollment Status

目前選課人數 Current Enrollment: 52 人

交換生/外籍生選課登記

請點選上方按鈕加入登記清單,再等候任課教師審核。
Add this class to your wishlist by clicking the button above.