有鑑於進入二十一世紀之際，台灣產業面臨自由化之競爭壓力，在調整自身結構之餘，其要括著：在於能否在金融市場之有價證券買賣，建立公開、公平之市場交易規範。
本課程將講述證券市場、證券商、證券交易所之角色及其運作，以及證券之發行、證券之交易，並針對操縱市場、內線交易等進行案例分析。As the 21st century entered the competition pressure of Taiwan's industry, the focus of adjusting its own structure is: whether it can buy and sell securities in the financial market and establish open and fair market trading regulations.
This course will discuss the roles and operations of the securities market, securities firms, and stock exchanges, as well as the issuance of securities and the transactions of securities, and conduct case analysis of market manipulation, internal trading, etc.
介紹國內證券市場之相關管理法規。
Introduce relevant management regulations of the domestic securities market.
廖大穎，證券交易法導論，三民書局。
劉連煜，新證券交易法實例研習，元照。
林國全，證券交易法研究，元照。
Liao Dayun, Securities and Exchange Law Discussion, Sanmin Book Bureau.
Liu Lianyu, a sample study of the new securities trading law, Yuan Zhao.
Lin Guoquan, Research on Securities Trading Law, Yuanzhao.
| 評分項目 Grading Method | 配分比例 Grading percentage | 說明 Description |
|---|---|---|
| 期中考試期中考試 Midterm exam |
30 | 依期中考分數加權計分 |
| 期末考試期末考試 Final exam |
40 | 依期末考分數加權計分 |
| 平常成績平常成績 Normal achievements |
30 | 依課堂互動表現評量 |
