全球經濟金融情勢瞬息萬變，為保障投資、發展國民經濟，證券交易相關規範益發重要。本課程授課內容主要以我國證券交易法為主，分別介紹證券交易法之立法目的、立法原則、適用範圍、證券市場之交易與管理、有價證券之募集與發行、有價證券之承銷、上市、內線交易、公開收購、證券商之設立與管理、證券金融事業、證券投資信託事業以及公司治理等相關議題，冀望經由本課程能協助修課同學對證券市場運作之相關規範能有全面認知，結合財金專業背景，二者相輔相成。Global economic and financial situations are changing rapidly. In order to ensure investment and develop national economy, the securities trading-related regulations are of great importance. The content of this course is mainly based on our Securities and Exchange Law, which introduces the legislative purpose, legislative principles, applicable scope, trading and management of securities markets, raising and issuance of securities, carrying out securities, listing, internal trading, and public acquisition of securities, and , the establishment and management of securities firms, securities and financial affairs, securities investment and trust affairs, and corporate governance, hope that this course can assist students in the course to have a comprehensive understanding of the relevant regulations on securities market operations, and combine the professional background of finance, the two are integrated.
全球經濟金融情勢瞬息萬變，為保障投資、發展國民經濟，證券交易相關規範益發重要。
Global economic and financial situations are changing rapidly. In order to ensure investment and develop national economy, the securities trading-related regulations are of great importance.
證券管理法規新論
作者：李開遠
五南圖書出版公司
New discussion on securities management regulations
Author: Li Kaiyuan
Wunan Book Publishing Company
| 評分項目 Grading Method | 配分比例 Grading percentage | 說明 Description |
|---|---|---|
| 期中考試期中考試 Midterm exam |
30 | |
| 期末考試期末考試 Final exam |
30 | |
| 報告報告 report |
20 | |
| 出席及課堂參與出席及課堂參與 Attendance and class participation |
20 |
