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course information of 102 - 02 | 3028 Theory and Practice of the Securities(證券交易法理論與實務)

Taught In English3028 - 證券交易法理論與實務 Theory and Practice of the Securities


教育目標 Course Target

本企業法律學程將致力於「企業運作」、「專業知識」與「法律技能」理論與實務之 結合乃至於跨領域之整合,根據學生就業需求,針對企業所需法律相關領域專業知識、 規劃設計跨領域或整合型學程(諸如與企管、資管、經濟、國貿、會計、統計、財務金 融、建築、環境工程、工業工程或資訊工程等...整合),強調「學群整合教學」、「案例 式教學」與「理論與實務結合教學」,積極培育具備解決企業法律問題能力之專業人才, 以利政府、企業取才、學生就業。This corporate law course will focus on the theory and practice of "corporate operations", "professional knowledge" and "legal skills" Combining and even cross-field integration, according to students’ employment needs, and focusing on the professional knowledge and legal fields required by enterprises, Planning and designing interdisciplinary or integrated courses (such as business management, asset management, economics, international trade, accounting, statistics, finance) (integration of finance, architecture, environmental engineering, industrial engineering or information engineering, etc.), emphasizing "integrated teaching of study groups", "case studies" "Based teaching" and "Teaching that combines theory and practice" to actively cultivate professional talents with the ability to solve corporate legal problems. To facilitate the government, enterprises to recruit talents and students to find employment.


課程概述 Course Description

近年來證券市場蓬勃發展,證券投資人與交易量均大幅增加,使得證券市場中所出現之各種弊端及運作機制備受各界重視,為使同學能深入認識證券市場運作之規範理論與實務,並能掌握時事分析相關議題,特開闢此一課程。而課程中將對有價證券之發行、證券市場的運作、公開發行公司之管理規範、證券市場不法行為、投資人保護等各項議題輔以實例加以介紹。而本課程之進行主要以講授為主,討論為輔,並將邀請學者專家參與課程之進行,鼓勵學生認真參與課堂討論,以求理論與實務並重。
In recent years, the securities market has developed vigorously, and securities investors and trading volumes have increased significantly. This has attracted the attention of all walks of life to various shortcomings and operating mechanisms in the securities market. In order to enable students to have a deep understanding of the normative theories and practices of the operation of the securities market, and This course is specially developed for those who can master the issues related to current affairs analysis. In the course, various topics such as the issuance of securities, the operation of the securities market, the management regulations of publicly issued companies, illegal activities in the securities market, and investor protection will be introduced with examples. This course is mainly conducted through lectures, supplemented by discussions. Scholars and experts will be invited to participate in the course, and students are encouraged to seriously participate in class discussions in order to pay equal attention to theory and practice.


參考書目 Reference Books

劉連煜、證劵交易法,月旦
金融法規資料與剪報
Liu Lianyu, Securities and Exchange Law, Yuedan
Financial regulatory information and clippings


評分方式 Grading

評分項目 Grading Method 配分比例 Grading percentage 說明 Description
期中考期中考
midterm exam
20 筆試
期末考期末考
final exam
40 筆試
上課參與程度上課參與程度
Class participation level
40 出席、討論情形

授課大綱 Course Plan

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Course Information

Description

學分 Credit:0-2
上課時間 Course Time:Wednesday/1,2[C112]
授課教師 Teacher:卓俊雄
修課班級 Class:文,管,社科2,3,4
選課備註 Memo:企業法律學程必修
This Course is taught In English 授課大綱 Course Plan: Open

選課狀態 Attendance

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目前選課人數為 71 人。

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