全球經濟金融情勢瞬息萬變，為保障投資、發展國民經濟，證券交易相關規範益發重要。本課程授課內容主要以我國證券交易法為主，分別介紹證券交易法之立法目的、立法原則、適用範圍、證券市場之交易與管理、有價證券之募集與發行、有價證券之承銷、上市、證券商之設立與管理、證券金融事業、證券投資信託事業以及公司治理等相關議題，冀望經由本課程能協助修課同學對證券市場運作之相關規範能有全面認知，結合財稅專業背景，二者相輔相成。The global economic and financial situation is changing rapidly. In order to protect investment and develop the national economy, regulations related to securities transactions have become increasingly important. The teaching content of this course is mainly based on my country's Securities Exchange Law, which introduces the legislative purpose, legislative principles, scope of application, securities market transactions and management, the raising and issuance of securities, the underwriting, listing, and securities of securities. It is hoped that this course will help students gain a comprehensive understanding of the relevant regulations on the operation of the securities market. Combined with the professional background in finance and taxation, the two will complement each other. .
全球經濟金融情勢瞬息萬變，為保障投資、發展國民經濟，證券交易相關規範益發重要。
The global economic and financial situation is changing rapidly. In order to protect investment and develop the national economy, regulations related to securities transactions have become increasingly important.
使用教材：證券管理法規新論
作者：李開遠
五南圖書出版公司
Instructions for use: New Essays on Securities Management Regulations
Author: Li Kaiyuan
wunan book publishing co., ltd.
| 評分項目 Grading Method | 配分比例 Grading percentage | 說明 Description |
|---|---|---|
| 期中考期中考 midterm exam |
30 | |
| 期末考期末考 final exam |
30 | |
| 報告報告 report |
20 | |
| 出席與課堂參與出席與課堂參與 Attendance and Class Participation |
20 |
