使同學瞭解資本市場基本的遊戲規則─證券交易法，瞭解其立法目的及適用爭議，並熟悉其運作實務。證券交易法是資本市場運作的根本大法，規範證券的發行市場(primary market)與交易市場(secondary market)。與其他法律不同的是，證券市場除由證券交易法管理外，也透過授權主管機關的方式由其訂定諸多的法規命令，而使證券交易法顯得錯綜複雜。本課程希望透過授課老師的講授、案例與判決的討論，使同學對證券交易法制有一完整瞭解，並能熟悉證券市場規範之運作。Let students understand the basic game rules of the capital market-Stock Exchange Law, understand its legislative purpose and applicable disputes, and be familiar with its operating practices. The securities trading method is the fundamental law of operation of capital markets, and the regulations on the issue market and the trading market of securities. Unlike other laws, in addition to being managed by the Securities Exchange Law, the securities market also sets a large number of legal orders by authorizing the competent authority, making the Securities Exchange Law complicated. This course hopes that through the lectures, cases and judgment discussions of the teachers, students can have a complete understanding of the legal system of securities trading and be familiar with the operations of securities market regulations.
介紹國內證券市場之相關管理法規。
Introduce relevant management regulations of the domestic securities market.
賴英照，證券交易法解析簡明版，2016年3版，作者自版。ISBN13：9789574179602
賴英照，賴英照說法：從內線交易到企業社會責任，2007年4月，聯經出版社。ISBN13：9789570831467
劉連煜，新證券交易法實例研習 ，2015年9月1日13版，元照出版社。ISBN13：9789862556580
王志誠、邵慶平、洪秀芬、陳俊仁，實用證券交易法，2015年10月1日4版，新學林出版公司。ISBN13：9789862954751
廖大穎，證券交易法導論，2013年8月修訂六版，三民書局。ISBN13：9789571458274
Photos of the Ying-jeou, Brief version of the Securities and Exchange Law Analysis, 3rd version in 2016, author's own version. ISBN13: 9789574179602
Xu Yingzi, Xu Yingzi said: From internal transactions to corporate social responsibility, April 2007, Joint Press. ISBN13: 9789570831467
Liu Lianyu, a sample study of the new securities trading law, 13th edition, September 1, 2015, Yuanzhao Publishing House. ISBN13: 9789862556580
Wang Zhiyan, Shao Qingping, Hong Xiufen, Chen Junren, practical securities trading method, 4th edition, October 1, 2015, Xinxuelin Publishing Company. ISBN13: 9789862954751
Liao Dayun, Securities and Exchange Law, revised sixth edition in August 2013, Sanmin Book Bureau. ISBN13: 9789571458274
| 評分項目 Grading Method | 配分比例 Grading percentage | 說明 Description |
|---|---|---|
| 期末考期末考 Final exam |
20 | 可能包括選擇、是非與實例解析題型或口試 |
| 期中考期中考 Midterm exam |
20 | 可能包括選擇、是非與實例解析題型或口試 |
| 平時成績平時成績 Regular achievements |
10 | 依同學出席率、上課參與及態度評定 |
| 期中報告期中報告 Midterm Report |
50 | 模擬法庭，成績依組員貢獻度、個人表現加以評定 |
