本課程設計的重點的金融法制規範與介紹，如下：
（一） 投資
相關入股的基本規範，就公司設立、現金增資、組織重組等….公司法
（二） 融資
相關企業之長短期金錢借貸，甚至是關係企業、公司債等…公司法
乃至於企業金融部門的證券市場及法人金融部門的銀行市場
=證交法 =銀行法
『證券交易法理論與實務』課程介紹
（三） 股利
涉及公司的財務會計部分，例如盈餘分派、虧損撥補的會計處理
股份有限公司的公司法與商業會計法的規範
（四） 合併與購併M&A
這部分所涉公司法、企業併購法與證券交易法領域，則於『企業併購理論與實務』課程介紹
…略
（五） 營運資金
企業資金與運用，例如庫藏股與公司內部經營規劃的議題
涉及公司法、上市櫃公司的證券交易法特別規範
The financial legal regulations and introductions of the focus of this course are as follows:
(I) Investment
The basic rules related to the investment include company establishment, cash increase, organization and reorganization, etc.
(II) Financing
Long short-term money loans for related enterprises, even related enterprises, corporate debts, etc.
Even the securities market of the corporate finance department and the bank market of the corporate finance department
=Certification method =Bank method
Introduction to the course of "Securities Exchange Legal Theory and Practice"
(III) Dividend
Financial accounting parts involving the company, such as profit distribution and compensation accounting management
The regulations of the company law and business accounting law of a joint stock company
(IV) Merger and purchase M&A
The company law, enterprise merger and securities trading law involved in this part are introduced in the course "Company Purchase Theory and Practice"
…slightly
(V) Operation funds
Corporate funds and usage, such as issues about Kuzang Shares and internal corporate business planning
Special provisions of the Securities Exchange Act involving Company Law and Listed Box Company
這是一門有關「財務管理與金融法」的課程，講授的課程主題是「金融法規」，主要的上課內容著重在：1.企業併購、2.金融機構合併、3.資產證劵化、4.金融機構監理等課題上。本課程上課方式將採取案例教學法、理論與實務結合教學，主要依據「金融法規與剪報資料」為授課題材，將直接帶領學生解讀此等金融法規之實事議題並進行法理上的分析思考，並將分週次安排金融專業人士進行專題演講與案例分析 ，希望藉此讓學生多所關心金融法規實事議題，並得從新聞實事中發掘出金融法規的相關議題，以培養學生具備分析思考金融法規相關案件認事用法的能力，俾奠定其等對於金融法規融會貫通的基礎，增進其等對於社會上金融法規實務運作狀況的透徹瞭解。
This is a course about "Financial Management and Financial Law". The subject of the course is "Financial Law". The main content of the course focuses on: 1. Enterprise merger, 2. Financial institution merger, 3. Asset certification, 4. Financial institution supervision and other subjects. In this course, the course will adopt case teaching methods, theory and practice combined teaching. It mainly relies on the "Financial Laws and Clips" as the teaching topics. Students will be directly led to the practical issues of these financial laws and conduct legal analysis and thinking, and financial professionals will be arranged to conduct topic lectures and case analysis in a week. , I hope that through this, students can pay more attention to the financial law policy issues, and discover relevant issues of financial law regulations from news facts, so as to cultivate students' ability to analyze and think about the use of financial law related cases, so as to lay a foundation for the integration of financial law regulations and increase their understanding of the socially practical operation status of financial law regulations.
廖大穎『公司法原論』(三民，2024年)
廖大穎『企業法制實例與裁判解析』(新學林，2023年)
Liao Daqing's "Original Commentary Law" (Sanmin, 2024)
Liao Daxiong's "Examples of Enterprise Legal System and Analysis of Referees" (Xinxuelin, 2023)
| 評分項目 Grading Method | 配分比例 Grading percentage | 說明 Description |
|---|---|---|
| 1 平時表現 30% 2 期中成績 40% 3 期末成績 30%1 平時表現 30% 2 期中成績 40% 3 期末成績 30% 1 Normal performance 30% 2 Mid-term results 40% 3 End-term results 30% |
100 | 1 平時表現 30% 2 期中成績 40% 3 期末成績 30% |
