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1756 - 證券法規 Securities Regulation


教育目標 Course Target

從自由經濟的體系運作,認識我國證券交易制度的市場規範 1公開發行公司 2證券市場Operate from a free economic system and understand the market rules of our securities trading system 1 Public distribution company 2 Securities Market


課程概述 Course Description

近年來證券市場蓬勃發展,證券市場投資人與交易量大幅增加,使得證券市場中所出現之各種弊端及運作機制備受各界討論,為使同學能深入認識證券市場之運作及規範,並能掌握分析相關議題,特開闢此一課程。而課程中將對證券市場的運作、公開發行公司的管理規範、證券市場不法行為、投資人保護等議題加以介紹。
In recent years, the securities market has developed vigorously, and the investors and trading volume in the securities market have increased significantly, which has led to the various disadvantages and operating mechanisms that appear in the securities market being discussed by all walks of life. In order to enable students to deeply understand the operations and regulations of the securities market and master them. Analyze the relevant topics and open this course. The course will introduce the operation of the securities market, the management regulations of public issuing companies, illegal behavior in the securities market, and investors' protection.


參考書目 Reference Books

廖大穎『證券交易法導論』(三民書局/2020年)
Liao Daxiong's "Securities and Exchange Law Instructions" (Sanmin Book Bureau/2020)


評分方式 Grading

評分項目 Grading Method 配分比例 Grading percentage 說明 Description
平時表現平時表現
Normal performance
30
期中成績期中成績
Midterm achievements
40
期末成績期末成績
Final results
30

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Course Information

Description

學分 Credit:2-0
上課時間 Course Time:Thursday/3,4[SS206]
授課教師 Teacher:廖大穎
修課班級 Class:經濟系2-4
選課備註 Memo:不辦理教師簽名選課
授課大綱 Course Plan: Open

選課狀態 Attendance

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