1939 - 證券法規 英授 Taught in English

Securities Regulation

教育目標 Course Target

本企業法律學程將致力於「企業運作」、「專業知識」與「法律技能」理論與實務之
結合乃至於跨領域之整合,根據學生就業需求,針對企業所需法律相關領域專業知識、
規劃設計跨領域或整合型學程(諸如與企管、資管、經濟、國貿、會計、統計、財務金
融、建築、環境工程、工業工程或資訊工程等...整合),強調「學群整合教學」、「案例
式教學」與「理論與實務結合教學」,積極培育具備解決企業法律問題能力之專業人才,
以利政府、企業取才、學生就業。

Our corporate law course will be committed to the theory and practice of "corporate operations", "professional knowledge" and "legal skills"
Combining and even cross-domain integration, based on students' career needs, to highlight professional knowledge in the legal-related fields of enterprises,
Planning and design cross-regional or integrated courses (such as business management, asset management, economy, trade, accounting, statistics, financial
Integration, construction, environmental engineering, industrial engineering or information engineering, etc., etc.), emphasize "group integration teaching" and "cases
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It is beneficial to the government and enterprises to acquire talents and to pursue students.

課程概述 Course Description

近年來證券市場蓬勃發展,證券市場投資人與交易量大幅增加,使得證券市場中所出現之各種弊端及運作機制備受各界討論,為使同學能深入認識證券市場之運作及規範,並能掌握分析相關議題,特開闢此一課程。而課程中將對證券市場的運作、公開發行公司的管理規範、證券市場不法行為、投資人保護等議題加以介紹。

In recent years, the securities market has developed vigorously, and the investors and trading volume in the securities market have increased significantly, which has led to the various drawbacks and operating mechanism preparations in the securities market being discussed by all walks of life. In order to enable students to deeply understand the operations and regulations of the securities market, and master and analyze relevant issues, this course is specially opened. The course will introduce the operation of the securities market, the management regulations of public issuing companies, illegal behavior in the securities market, and investors' protection.

參考書目 Reference Books

劉連煜、證劵交易法,月旦
金融法規資料與剪報

Liu Lianyu, Securities Trading Law, Yuedan
Financial regulations data and clipping

評分方式 Grading

評分項目
Grading Method
配分比例
Percentage
說明
Description
期中考
Midterm exam
20 筆試
期末考
Final exam
40 筆試
上課參與程度
Level of participation in class
40 出席、討論情形

授課大綱 Course Plan

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相似課程 Related Courses

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課程資訊 Course Information

基本資料 Basic Information

  • 課程代碼 Course Code: 1939
  • 學分 Credit: 2-0
  • 上課時間 Course Time:
    Tuesday/1,2[SS206]
  • 授課教師 Teacher:
    卓俊雄
  • 修課班級 Class:
    經濟系2-4
  • 選課備註 Memo:
    不辦理教師簽名選課
選課狀態 Enrollment Status

目前選課人數 Current Enrollment: 72 人

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